Hong Kong’s Securities and Futures Commission has fined BNP Paribas Securities (Asia) HK$11m (US$1.42m) for failures related to reporting cross trades to The Stock Exchange of Hong Kong.... more
APAC Financial Markets • #BNPParibas, #CrossTrades, #Fines, #HongKongSSecuritiesAndFuturesCommission #MarketNews
Showing posts with label Hong Kong's Securities and Futures Commission. Show all posts
Showing posts with label Hong Kong's Securities and Futures Commission. Show all posts
Friday, 5 June 2015
SFC fines BNP over cross trades
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